Terms and Conditions

These Terms and Conditions (“Terms”) govern your access to, and use of the website and services provided by Dominion Financial Services L.L.C (the “Company”, “we”, “us”, or “our”). By accessing, registering, or using this website, you confirm that you have read, understood, and agree to be legally bound by these Terms. If you do not agree, you must immediately discontinue use of the website.

The Company is licensed and regulated by the UAE Securities and Commodities Authority (SCA) under a Category 5 license (Introduction Only). The Company is authorised strictly to conduct introduction activities within the scope of its licence. Nothing in these Terms, the website, or any communication by the Company shall be construed as the Company carrying out any regulated financial activity beyond its licensed scope.

Nothing on this website or in any communication from the Company shall be interpreted as an offer to enter into any financial transaction, an invitation to trade or invest, investment advice, or any brokerage, dealing, execution, or portfolio management service. Any decision to engage with a third-party institution is made solely at your own discretion and risk.

The Company acts solely as an introducer. Its services are limited to introducing prospective clients to licensed third-party financial institutions (“Relevant Institutions”) and providing general, factual, and non-advisory information. Following any introduction, you will enter into a separate agreement directly with the Relevant Institution, and all services including account opening, trading, execution, custody, deposits, withdrawals, and account administration will be handled exclusively by that institution. The Company is not a party to any agreement between you and the Relevant Institution, has no authority to act on your behalf, and does not monitor or manage any ongoing relationship.

The Company does not accept deposits, process withdrawals, or hold, manage, or control client funds or assets at any time. All financial transactions are conducted directly between you and the Relevant Institution.

The Company does not provide investment advice or recommendations, conduct suitability or appropriateness assessments, or act as an advisor, agent, or fiduciary. You acknowledge and agree that you are solely responsible for your decisions and that you have not relied on any communication or representation made by the Company when making any financial or investment decision.

The Company does not offer trading accounts, provide pricing, spreads, leverage, financial instruments, trading platforms, or infrastructure. The Company does not execute or transmit orders, act as counterparty to any transaction, or exercise discretion over any account. Any reference to financial products is provided strictly for informational purposes only.

All rights, obligations, and liabilities relating to trading, execution, platform usage, deposits, and withdrawals exist solely between you and the Relevant Institution. The Company has no control over such institutions and does not endorse, guarantee, or verify their services. The Company does not monitor or manage your account and shall have no liability whatsoever in connection with any third-party institution or its services.

Financial markets involve a high level of risk, and you may lose part or all of your invested capital. Market conditions may be volatile, and past performance is not indicative of future results. You acknowledge that any engagement with a Relevant Institution is undertaken entirely at your own risk.

You agree to provide accurate and complete information, comply with all applicable laws and regulations, and use the website in good faith. You are solely responsible for all activities conducted through your use of the website.

You are responsible for maintaining the confidentiality of your account credentials. The Company shall not be liable for any loss, damage, or unauthorised activity resulting from your failure to safeguard your account.

The website is provided on an “as is” and “as available” basis. The Company does not guarantee continuous availability, error-free operation, or security of the website and may suspend or restrict access at any time without notice for operational, security, or regulatory reasons.

The Company complies with applicable UAE anti-money laundering and counter-terrorist financing laws and applies a risk-based approach to customer due diligence. The Company may request identification documents, conduct screening checks, and refuse, suspend, or terminate services where required. The Company may also report to competent authorities without prior notice where legally required. The Company may refuse onboarding, suspend services, or terminate relationships where AML/CFT risks are identified.

The Company processes personal data in accordance with UAE Federal Decree Law No. 45 of 2021 (PDPL) and applicable regulatory requirements. Your data may be shared with Relevant Institutions, service providers, and regulatory authorities where necessary. By using this website, you consent to such processing.

The Company may receive introduction or referral fees from Relevant Institutions. Such compensation does not constitute advice, does not create any fiduciary duty, and does not affect the Company’s regulatory obligations.

The Company handles complaints only in relation to its introduction services. Complaints relating to trading, execution, or account operations must be directed to the Relevant Institution. Complaints submitted to the Company will be acknowledged within 2 business days, resolved within 15 business days, and in complex cases within 30 business days. Clients may escalate complaints to the Securities and Commodities Authority (SCA).

To the maximum extent permitted by applicable law, the Company shall not be liable for any trading or investment losses, actions or omissions of Relevant Institutions, platform failures, execution issues, delays in deposits or withdrawals, or any indirect, incidental, or consequential damages, regardless of the legal basis of the claim.

The Company provides its website and services without any express or implied warranties, including but not limited to accuracy, completeness, reliability, or fitness for a particular purpose.

The Company shall not be liable for any failure or delay caused by events beyond its reasonable control, including system failures, regulatory actions, market disruptions, or other unforeseen events.

The Company may suspend or terminate access or services at its sole discretion without notice, particularly where required for regulatory or compliance reasons. Termination shall not affect any rights or obligations accrued prior to termination.

These Terms are governed by the laws of the United Arab Emirates.

By accepting these Terms, you confirm that the Company operates under a Category 5 – Introduction Only licence, does not provide trading or advisory services, does not hold client funds or assets, and that all services are provided by third-party institutions. You further confirm that you fully understand and accept the limitations of the Company’s role.

By registering on the website, you acknowledge that you have read, understood, and agree to be bound by these Terms, and that such registration constitutes your electronic signature creating a legally binding agreement equivalent to a handwritten signature.