Risk Disclosure

1.INTRODUCTION

This Risk Disclosure is provided by Dominion Financial Services L.L.C (the “Company”) to inform you of the general risks associated with financial markets and the services to which you may be introduced.

Dominion Financial Services L.L.C is licensed and regulated by the Securities and Commodities Authority (SCA) in the United Arab Emirates under a Category 5 licence (Introduction). The Company is authorized to carry out the activity of introducing only.

The Company acts solely as an introducer and onboarding facilitator and does not provide trading, execution, brokerage, portfolio management, investment advice, or custody services, and does not hold client funds or assets.

This Risk Disclosure should be read together with the Company’s Terms and Conditions.

2.GENERAL RISK WARNING

Participation in financial markets involves a high level of risk and may not be suitable for all individuals. You may lose part or all of your invested capital.

You should not engage in any financial activity unless you fully understand the associated risks and are financially able to bear potential losses.

3.ROLE OF THE COMPANY

The Company’s role is strictly limited to introducing clients to third-party financial institutions (“Relevant Institutions”).

The Company does not:

  • execute trades;
  • hold or control client funds or assets;
  • manage client accounts; or
  • provide any form of investment or financial advice.

All services are provided exclusively by Relevant Institutions. Any relationship, account opening, or transaction is conducted directly between you and the Relevant Institution, at your own risk.

The Company has no authority to act on your behalf and does not participate in any transaction.

4.THIRD-PARTY RISK

The Company introduces clients to third-party financial institutions but does not control, operate, or supervise their activities.

Risks associated with such institutions may include, but are not limited to:

  • system or platform failures;
  • delays in deposits or withdrawals;
  • trade execution issues;
  • changes in trading conditions;
  • operational or financial failure of the institution; and
  • regulatory risks affecting the institution.

The Company does not guarantee the performance, reliability, or regulatory status of any Relevant Institution and does not supervise or control their activities.

5.MARKET RISK

Financial markets are subject to fluctuations due to economic, political, and market-specific factors. Prices may change rapidly and unpredictably, which may result in significant losses.

6.LEVERAGE RISK

Certain financial products offered by Relevant Institutions may involve leverage.

While leverage can amplify potential returns, it also significantly increases the risk of loss and may result in losses exceeding your initial investment.

7.LIQUIDITY RISK

Under certain market conditions, you may not be able to execute trades at desired prices or close positions at all. This may result in losses, particularly during periods of low liquidity or high market volatility.

8.TECHNOLOGY AND SYSTEM RISK

Trading and account access may rely on internet connectivity, electronic systems, and third-party platforms.

Risks include:

  • system outages or failures;
  • connectivity issues;
  • delays in execution; and
  • cybersecurity risks.

Such issues may impact your ability to access your account or execute transactions.

9.COUNTERPARTY RISK

You are exposed to the risk that the Relevant Institution or its counterparties may fail to meet their financial obligations.

This may result in delays, losses, or inability to recover funds or positions.

10.JURISDICTION AND REGULATORY RISK

Relevant Institutions may operate in jurisdictions outside the United Arab Emirates and may be subject to different regulatory standards.

You may not benefit from the same level of investor protection as would apply under UAE laws and regulations.

11.NO GUARANTEE OF RETURNS

There is no guarantee that any financial activity will result in profit.

Past performance is not indicative of future results.

12.CLIENT RESPONSIBILITY AND SUITABILITY

You are solely responsible for determining whether engaging with any Relevant Institution or financial activity is appropriate for you, taking into account your financial situation, experience, investment objectives, and risk tolerance.

The Company does not assess the suitability or appropriateness of any financial activity or service.

You are responsible for conducting your own due diligence on any Relevant Institution.

13.INDEPENDENT ADVICE

You acknowledge that you do not rely on the Company for any financial, investment, legal, or tax advice.

You are strongly encouraged to seek independent professional advice before engaging in any financial activity.

14.LIMITATION OF THE COMPANY’S ROLE

The Company’s involvement is limited to the initial introduction of clients and does not extend to:

  • monitoring your account with any Relevant Institution;
  • managing your relationship with any Relevant Institution; or
  • providing ongoing support in relation to trading or account activity.

However, the Company may conduct ongoing monitoring of its clients in accordance with applicable regulatory and compliance obligations.

15.NON-EXHAUSTIVE DISCLOSURE

This Risk Disclosure does not cover all possible risks associated with financial markets or third-party institutions.

Additional risks may arise depending on the specific products or services offered by Relevant Institutions.

16.ACKNOWLEDGMENT

By registering with the Company, you confirm that:

  • you understand and accept the risks associated with financial markets;
  • you acknowledge the limited role of the Company as an introducer; and
  • you accept that all interactions with Relevant Institutions are undertaken entirely at your own risk.

17.NO REPRESENTATION OR WARRANTY

The Company makes no representations or warranties regarding the accuracy, completeness, or reliability of any information provided by any Relevant Institution.